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regions bank chief compliance officer

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Additional information about Regions and its full line of products and services can be found at www.regions.com. Andrew Nix will join Regions as chief governance officer on March 17. Regions Bank is an Equal Housing Lender and Member FDIC. Regions' new chief transformation officer has expansive mandate Core Product Marketing. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Birmingham's largest bank has added a new leader to its ranks. Bill Ritter serves as Head of the Wealth Management group. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. The Chief Compliance Officer | Deloitte US BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! Andrew Nix. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Community Affairs His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Hope Dmuchowski Chief Financial Officer. He is responsible for ensuring Regions has an effective and coordinated approach to government relations, community economic development and philanthropy. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Executive Vice President Senior Executive Vice President These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. Senior Executive Vice President Jeremy D. King He is also a member of the companys Executive Leadership Team. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Senior Executive Vice President Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. He leads the companys executive leadership team. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. All Rights Reserved. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Nix to oversee corporate governance framework supporting Regions services for customers and communities. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Gartner Terms of Use Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Bank Compliance Officer Job Description Example Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Ronald G. Smith In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Additional information about Regions and its full line of products and services can be found at www.regions.com. 2023 Regions Bank. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Privacy Policy. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Senior Executive Vice President C. Keith Herron His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. His primary focus was financial institutions. Bank compliance officers evaluate policies/procedures and ensure they . Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. You should consult privacy disclosures at the linked website for further information. Youre about to leave Regions to use an external site. Dana Nolan serves as the Head of Investor Relations at Regions. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Beth Ardoin Chief Communications Officer . Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. He is also a member of the Southeastern Council of Foundations. The LifeGreen color is a trademark of Regions Bank. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. President, Regions Foundation. Senior Executive Vice President Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer and Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Management | Regions Financial Corporation Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). All rights reserved. Executive Vice President Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Regions Bank is an Equal Housing Lender and Member FDIC. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Chief Enterprise Operations and Technology Officer. Logan M. Pichel He leads the company's Executive Leadership Team. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Regions provides links to other websites merely and strictly for your convenience. Senior Executive Vice President Danella earned a bachelors degree in Economics and English from Vanderbilt. The LifeGreen color is a trademark of Regions Bank. Head of Corporate Banking Group. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. John Turner is president and chief executive officer of Regions Financial Corporation. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. Meet Andrew Nix. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Effective July 2, 2018, Turner became the chief executive officer and was appointed . Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. She also serves as vice president and program chair. Prior to that role he was Head of Strategic and Corporate planning. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Andy Hernandez is Chief Digital Officer for Regions. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Evaluate current compliance program activities and gauge their effectiveness and impact. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Regions Investment Solutions is a marketing name of Cetera Investment Services. Regions provides links to other websites merely and strictly for your convenience. Head of Commercial Banking. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Kate R. Danella Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Brett D. Couch BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Tara Plimpton - Senior Executive Vice President Chief Legal Officer Advisory Services are offered through Cetera Investment Advisers LLC. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Prior to assuming her current role, she was named associate director of investor relations in 2010. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S.

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